Riedl First Securities has acted as manager for numerous competitive and negotiated bond sales throughout the Midwest, and due to its marketing reputation and expertise, the Firm invites other firms and is also invited to participate in the marketing of bond issues. The Firm has repeatedly demonstrated the ability to structure difficult financing into secure marketable products.
Riedl First Securities has a professional staff with many years of experience in the area of structuring financing of cities, counties, school districts, and companies. Our professional staff includes 4 registered brokers, with a support staff of 4.
Mr. Naftzger joined the Firm September 2001 and is an approved FINRA Registered Representative, General Securities Principal, Municipal Securities Principal and Financial Operations Principal. Mr. Naftzger is experienced in all areas of brokerage financial investments including personal and business. In 2012, he joined Mr. Riedl as co-owner of the firm and completed full acquisition of the Firm in 2015. Mr. Naftzger is a graduate of Southern Methodist University in Dallas, Texas.
Shawn joined the Firm December 2018. She has over 20 years’ experience as an Executive in Operations Management. She has specialized in working with the SEC compliance, project management, corporate strategic development as well as financial tactical planning and most recently insurance analysis and review. She is an approved FINRA General Securities Representative and General Securities Principal.
Janis is First Vice President of Sales and Account Executive with experience in the brokerage industry since 1995. She has specialized in marketing Government Backed Securities, Municipal Issues and Corporate Bonds. Ms. Jansen has completed her Life and Health Insurance licensing to market annuities. She is a graduate of Stetson University in Deland, Florida. She is an approved FINRA General Securities Representative, General Securities Principal and Financial Operations Principal.
Angela joined the Firm August 2009. She came to the Firm with experience as a mortgage loan officer. Angela is an approved FINRA General Securities Representative, a General Securities Principal and a Municipal Securities Principal. As well as being an Account Executive, Angela specializes in handling client services and customer relations.
Lisa joined the firm April 2019 as an Account Executive. She came to the firm with experience as a Financial Advisor Sales Assistant. Lisa is an approved FINRA General Securities Representative. She specializes in handling client services and customer relations.
Leesa joined the Firm September 2008. Leesa is an Administrative Assistant to the brokerage team as well as Cage Administrator. She is responsible for daily order entries and receiving in checks among many other miscellaneous duties. Leesa will be your first contact when calling or visiting our office.
Laura joined the firm March 2013. Laura is an Administrative Assistant to the brokerage team. In addition to these duties, she is responsible for daily record keeping, client services and customer relations. Laura has been in the investment industry since 1987.
Nicole joined the firm March 2017. Nicole is an Administrative Assistant to the brokerage team. Nicole specializes in handling client services and customer relations.