Riedl First Securities offers complete investment services and products including discount brokerage services, Insurance (Life, Annuities and Nursing Home), a large selection of Corporate Bonds, Government Bonds, CD’s, IRA’s, Money Management, Financial Advisory, and the structuring, underwriting and distribution of securities for tax-exempt and taxable financing for companies, industry, state and local governments, private for profit and not-for profit entities throughout the State of Kansas and 23 other states.
Riedl First Securities comprises 2 major business segments, Securities and Financial Services. Within these 2 segments, Riedl First Securities provides a wide array of financial products and services.
Our firm has a contractual agreement with RBC Correspondent Services (RBC CS) to serve as our clearing firm. This fully disclosed agreement states the responsibilities of each party. Prior to the agreement becoming effective, RBC CS is responsible for making all disclosures to our firm’s designated examining authority as required by NYSE Rule 382. Each client of our firm is notified of the relationship via a disclosure letter. The disclosure letter details the responsibilities that our firm (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets Corporation, neither RBC Capital Markets Corporation nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Consultants.